Regulation
Wavelength Podcast Episode 126: Brexit Fallout; the SGX-NSE Battle Continues; Cellphone Location Data
Anthony and James hit on a wide-range of topics, from Brexit in the UK, to the SGX-NSE fight in APAC, to the Supreme Court's decision on cellphone location data in the US.
IBM Rolls Out Upgrades for Watson Financial Services Portfolio
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
LEI Grace Period Ends July 2
Esma warns six-month LEI grace period will not be extended.
June 2018: It’s Not About Winning, It’s About Compliance
Do you know your APA from your CDO? Max summarizes the topics covered in this month's issue of Inside Data Management.
Senior SEC Staffer Says Bitcoin, Ether Are Not Securities
Digital currencies themselves do not qualify as investment contracts, regulator says, but could when packaged.
Wavelength Podcast Episode 125: Bitcoin, Ether Aren't Securities (Maybe); Privacy Issues and the Law
The SEC takes a definitive stance on the status of cryptocurrencies; the idea of privacy consistently changes with the introduction of new technologies.
Publicis.Sapient, European DataWarehouse Partner for Securitization Repository
Vendors aim to create first repository under new EU regulation.
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Thomson Reuters Uses AI to Turn World-Check Tool into Financial Robocop
Using artificial intelligence and machine learning will help make Thomson Reuters News Check tool more accurate in identifying relationships between events and individuals.
SGX-NSE Battle Could Become a Long War
The exchanges are currently undergoing arbitration regarding the launch of SGX’s new futures contracts meant to succeed the outgoing SGX Nifty 50 suite of products.
J&J Taps Deutsche Exec for Compliance Consulting
Montagnino has held a range of compliance and surveillance-related roles at banks and trading firms.
The Right to Be Forgotten: GDPR as the Opening Salvo in Privacy
Does Privacy Exist Anymore? As people willingly give up their personal information, GDPR might be a step in a necessary direction.
Morgan Stanley Moves Beaton to Head US Trade and Transaction Reporting
Beaton brings to the new role 15 years of expertise in financial services program management, regulatory and risk oversight, and audit trail recovery and management.
US Regulators Release Final Rules for T+2
The final ruling from two US prudential regulators aligns both agencies with the markets regulator.
Commissions Slump as Mifid II, Algo Trading Take Bites Out of Brokers
Data shows drop in commission costs as unbundling rules take hold, furthering decline caused by electronic execution.
Crypto Compliance Vendor iComply Nabs Thomson Reuters’ Pinn
Pinn will bring his expertise of KYC, financial crime and risk intelligence to the cryptocurrency arena.
Wavelength Podcast Episode 123: An Examination of the SGX-NSE Row; Esma Targets Reporting Platforms
Wei-Shen Wong joins to discuss the brewing battle between the SGX and NSE and Anthony and James look at Esma's shot at reporting platforms.
APAs Under Pressure as Esma Cracks Down on Data Tangle
Reporting platforms told by regulator to substantially improve quality of publicly reported data.
The Promise and Peril of Cognitive Compliance Tools
Compliance officers say they are increasingly looking at AI-powered tools to help with things like surveillance, reporting and fraud monitoring.
Nordea Blockchain Expert Urges Crypto Regulation
Regulation is the key to weeding out bad actors in the cryptocurrency and blockchain spaces, bank expert says.
May 2018: Mifid Data Woes Continue… for Some
While Mifid II still has some serious challenges for firms to contend with, one part of Europe believes it has a solution to some of the cultural--if not the practical--issues of the still-fresh regulatory regime.
Mifid II’s ‘Free’ Data Lockdown
Traders say Mifid II transparency is failing partly as a result of questionable practices by trading venues and APAs, which publish pre- and post-trade data, and that the data is not always available to the public for free as the law requires
Wavelength Podcast Episode 122: An Interview with Cboe's Chris Isaacson; GDPR Has Arrived
Cboe's CIO joins the podcast to discuss the exchange's tech migrations after the Bats acquisition, and Anthony and James give a primer on GDPR.
Building Bridges: Nordic Collaboration Boosts Innovation, Compliance
Common business practices among Nordic coutries may mean the region is better placed to handle the data management aspects of new regulations.