June 2018: It’s Not About Winning, It’s About Compliance
Do you know your APA from your CDO? Max summarizes the topics covered in this month's issue of Inside Data Management.
Several of this year’s awards recognize initiatives developed in response to regulations, ranging from high-profile legislation such as the revised Markets in Financial Instruments Directive (Mifid II) and the Securities and Exchange Commission’s “liquidity rule,” to obscure tax rules. But one category you won’t see is Best APA Data Provider, because APAs (Approved Publication Arrangements), which provide transaction reporting services, as mandated under Mifid II, haven’t been doing a great job
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Bond tape hopefuls size up commercial risks as FCA finalizes tender
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Do you guys remember that 2006 Pitchfork review of Shine On by Jet?
Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T
Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.
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Industry testing and lessons from the last settlement change from T+3 to T+2 were some of the components that made the May transition run smoothly.
