Regulation
Flow Traders Deploys Corvil’s Intelligence Hub
The AI-driven intelligence hub will deliver real-time insights to enhance its risk management.
SEC CIO Dyson Leaves, Moves to NY Fed
Pamela Dyson will leave the commission and take up a role as CIO at the Federal Reserve Bank of New York.
BSO and Hoptroff Partner on Time-Stamping Service
Platform will have an accuracy of close to ten microseconds to UTC standard for time-stamping.
Tora And NEX Partner for Mifid II Reporting
Recent demand from clients is a key reason behind Tora's decision to integrate its systems with NEX.
Research Platform Nucleus195 Preps for Launch
The platform aims to connect research providers and investment managers through a transparent pricing model.
UK Watchdog Concerned over Blockchain Bandits
FCA competition chief warns that regulators may face old problems with new technology.
Brexit Poses Regulatory Challenges for Crypto, Fintech
Market experts sound cautious note on regulatory developments in the crypto and fintech space.
Eagle Investment Systems, ACA Compliance Group Partner for GIPS Reporting
Eagle will add new capabilities to its performance measurement system to send reports directly to ACA for GIPS reporting.
Japanese Securities Firms Consider Taxonomy
The data taxonomy model could ease regulatory compliance pain for securities firms in Japan.
Thomson Reuters Launches SI Reporting Service
RTS 27 Now helps banks registered as SIs meet their reporting requirements under Mifid II.
COO Panel: Opportunity Cost of Compliance Often Overlooked
Sponsored Article: RIMES
Coinfloor Awaits Green Light from Gibraltar
DLT providers are obliged to satisfy nine principles and pay an annual fee to comply with the regulatory framework.
Banks Increasingly Using Market-Abuse Systems for #MeToo
The Senior Managers Regime and #MeToo campaigns are making banks increasingly conscious of employee conduct
MAR and Mifid II Compliance: Consequences for Trade Surveillance
The implementation of Mifid II in January 2018, along with the existing Market Abuse Regulation (MAR) introduced new responsibilities and obligations for market participants
SEC Still Reviewing CAT Deadlines
The Commission says it is open to providing leeway to broker-dealers if the CAT cannot accept some trade data.
Trax Taps TR Data for SI Volume Alert Service
The data will support Trax’s MiFID II and SI determination service, which indicates a firm’s potential to become an SI before the assessment period.
Own Goal: Mifid II Reduces Transparency in Some Markets
New rules replace voluntary arrangements in ETFs and Nordic bonds, fragmenting post-trade data.
Illuminated Data: SFTR May Reach Too Far
While waiting for the regulators’ final word on SFTR’s technical specifications, SFT market participants and counterparties are planning their compliance strategies amid concern that the regulation goes too far in its goal to bring shadow banking into…
Technology Holds the Key for SFTR
EC likeliness to finalize standards in the coming weeks refocuses the spotlight on SFTR and what technology is available to help firms comply.
SI Rules Switch from Optional to Mandatory Sept. 1
Half of the systematic internalizer obligations will soon become compulsory.
BeQuant Launches Cryptocurrency Exchange
BeQuant offers access to liquidity of more than $150 million with a focus on compliance.
Under the Water: How Mifid II's Dark Caps Have Changed Trading
The story of how the double volume cap began is just as important as what's happened in 2018.
Smartkarma, CorpXSasia Partner on Corporate Access, Research
Independent research provider Smartkarma and corporate access provider CorpXSasia plan to create larger corporate access events together.
SFTR May Sharply Increase Transaction Reporting
SFTR compliance could require five times as many reports than trades.