Standards
State Street Releases Opera Reporting Solution
With the release of the industry risk aggregation protocol, State Street has announced a new compliant reporting solution.
NICE Actimize Unveils Hedge Fund Compliance Solution
Hedge funds can now benefit from NICE Actimize's non-compliance detection models.
For Commodities Swaps Dealers, Agenda Moves from Definitions to Reporting
Decomposition and aggregation tools will be needed for trades crossing multiple commodities, as will a flexible framework for potential future rules changes.
Form PF Shines Light on Golden Copies and Mapping Requirements
While the SEC says that it will only take about 53 man hours to complete a Form PF filing, a new whitepaper by Eze Castle Software estimates that number to be on the low end of the spectrum.
Lombard Risk's Colline Making Inroads in Vienna
Risk management firm signs deal with Austrian bank BAWAG P.S.K. for collateral management solution.
Keeping Up with Compliance
The ways in which technology is breaking down traditional roles.
DTCC and EFETnet Partner for Global Trade Repository
First facility for OTC commodity swaps launched after successful pilot.
SWIFT Launches Sanctions Screening Alerts
Centralized alert service to ease regulatory compliance.
Accuity Adds Anti-Bribery, Corruption Screening to Compliance Offering
New functionality reflects more FCPA enforcement and stronger requirements in new UK Bribery Act.
Smarts Broker Implemented by China Merchant Securities
The surveillance tool from Nasdaq OMX is being deployed by a China-based broker-dealer for the first time.
Tradition Reaches Agreement with NFA on SEF Regulatory Functions
Agreement includes technology standards to meet self-regulatory obligations.
SaarLB Taps Regis-TR and Banksysteme Aktiengesellschaft for Derivatives Transactions Reporting
Move comes ahead of new ESMA requirements for European banks.
Regulation Cost Causes Technology Headache in Asia
Julian Korek, founding member of Kinetic Partners, says the Asian market is worried about the cost of installing new technologies to comply with regulations.
TRG Post Trade Services Partners LSE's UnaVista
TRG Post Trade Services announces partnership with London Stock Exchange Group's compliance and post-trade services platform.
FINRA Recognizes Bloomberg Open Symbology
Free-to-use framework given green light by US regulator.
Survey: Firms 'Not Ready' for Costly ICT Reforms
Tens of millions of dollars in fines may be handed out this year as penalties for non-compliance, says PJ Di Giammarino, CEO of think tank, JWG.
Thomson Reuters Debuts Accelus Compliance Manager
Solution helps to navigate regulatory complexity.
SimCorp Dimension Version 5.1 Released
The system supports phase one of the new IFRS 9 standard.
Vermilion Software Unveils New Reporting Suite
Version 3 of Vermilion Sotware's Reporting Suite is integrated with Microsoft Office 2010.
FinArch Incorporates Basel III Support
Financial Studio Basel III offers a scalable solution to the regulations facing banks, according to FinArch.
TradeKing Automates Internal Monitoring
As social media became a larger part of the broker's marketing strategy, it could no longer manually monitor and archive it for compliance purposes.
Lombard Risk Releases Engine for Dodd-Frank Compliance
Software covers Title VII provisions for OTC swaps reporting.
Cappinova Deploys ETHIX Core Solution for Islamic Banking
Sharia-compliant investment arm implements new technology.
b-next Moves to Real-Time Surveillance with StreamBase CEP
Market surveillance, thanks to recent regulatory measures, is a critical aspect of operations for all financial services firms. Bodies such as the European Securities and Markets Authority (ESMA) are pushing for this to be performed as quickly as…