Regulation Systems Compliance and Integrity (Reg SCI)
Too ’Berg to fail? What October’s Instant Bloomberg outage means for the industry
The ubiquitous communications platform is vital for traders around the globe, especially in fixed income and exotic derivatives. When it fails, the disruption can be great.
SEC sets its sights on fixed-income platforms with Reg ATS revamp
US regulator’s mammoth January proposal has something in it for most US trading systems, but Jo suspects it will be the definitions of exchanges that hit the hardest.
NYSE President Sees Tech as Key to Big Board's Next Evolution
A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
Code Red: Trading Firms Turn to AI for System Stability
As IT systems are buckling under the pressure of modern day trading volumes and regulatory requirements, some firms are turning to AI to predict and minimize outages.
NYSE Fined $14 Million by SEC for Reg SCI Violations
The exchange settles after multiple investigations conducted into outages and systems issues over past several years.
Waters Wavelength Podcast Episode 82: An Examination of ESG & What's New With Reg SCI
Anthony and James talk AI and ESG, Reg SCI and the SEC, and Game of Thrones and Dragons.
US Senator Urges Greater Reg SCI Transparency from SEC
Ranking member of Senate subcommittee says regulator should update list of affected firms
David Morris Joins RegTek Team
RegTek.Solutions announces "key hire" of David Morris as product manager.
Regulation in 2017: New Day, Same Concerns
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
A Tighter Leash on Regulation
The new administration has made comments about regulation's future that could put some policies on thin ice.
System Down: What Is Reg SCI's Future?
The future of some regulations are in question, Reg SCI just might be one of the casualties.
SEC Eyes Risks in Rapid Fintech Deployment
“We’ve hired a few quants that used to design HFT models and worked at HFT firms. We’ve actually been working on—and have a prototype for—high-speed analytics on trading. That’s something our quant team has worked on a lot over the past year."
Data Management Transforms the Roles of Buy Side and Vendors
Feature sponsored by Rimes Technologies
Exegy Enlists ISE, ATSs for Managed Reg SCI Compliance Service
The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.
SEC Commissioner Aguilar Calls For Expansion of Reg SCI
In a recent speech, SEC commissioner Luis Aguilar says Reg SCI needs to be applied to more areas of the capital markets.
ISE Preps for Reg SCI & New Trading Platform
Gary Kats and Boris Ilyevsky discuss Reg SCI and the new ISE trading platform