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Regulation of fixed income faces pivotal year ahead
Jo says the SEC’s Treasuries-focused regulatory agenda will come to fruition next year, and tech vendors will face the burden of those proposals.
The dominant feeling among those tracking the Gary Gensler-era of the Securities and Exchange Commission is one of confusion. It’s been difficult to keep track of all the regulatory proposals pouring out of the commission since 2021, and there are months when it seems like the hyper-energized chairman is opining at yet another conference about another area of the capital markets he feels the SEC is not covering enough.
Regulatory experts (and journalists covering the beat, frankly) have had
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