Pushing for Change

The need to achieve corporate actions standardization at the issuer level has long been on the agenda. Involving all parties involved in the processing lifecycle of a corporate action remains an ongoing effort. The question now is whether exchanges can do more to help engage issuers.

Exchanges are typically seen as passive when it comes to corporate actions standardization. Yet, change may be on its way. Last year, SIX Swiss Exchange released Connexor, a platform that facilitates data capture

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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