Rimes Targets Market Surveillance with New Regtech Offering

Vendor expands RegFocus platform with surveillance capabilities designed to detect suspicious trading behavior.

surveillance

The service, dubbed RegFocus Market Surveillance (RFMS), assists compliance managers in sourcing and capturing information to protect against insider dealing and market manipulation.

Last July, the vendor released RegFocus MAR to help buy-side firms address needs specific to the Market Abuse Regulation (MAR) as the new rule went live in Europe. Then, late last year, it rolled out RegFocus BMR to help customers comply with the Benchmark Regulation, which came into force in January 2018

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Removal of Chevron spells t-r-o-u-b-l-e for the C-A-T

Citadel Securities and the American Securities Association are suing the SEC to limit the Consolidated Audit Trail, and their case may be aided by the removal of a key piece of the agency’s legislative power earlier this year.

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