As the Japanese Market Matures, Risk Checks Take Center Stage

1215-panel
(l-r) Sean Lawrence, Miguel Ortega, Francis Huang, Matthew Hassan. Wayne Schmidt moderated.

Even still, this competition has created a challenging environment where brokers would like to see the exchanges, namely the Japan Exchange Group (JPX), take on more of the responsibilities ─ perhaps by offering a hosted risk check solution at the exchange ─ and/or providing more guidance as to which risk checks a broker must provide.

The panel was moderated by consultant Wayne Schmidt. The panelists were:

Francis Huang, assistant vice president of equity IT, Credit Suisse
Sean Lawrence, CEO

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